Preprints are becoming increasingly popular, but the debate over the advantages and disadvantages continues. Should you consider publishing your research on a preprint server?
What does Preprint mean?
The term preprint refers to a manuscript or research paper that is 'published' on an online preprint server (online platforms for sharing scientific research) before or around the time of a manuscript submission to a journal for peer review. Preprints can take various forms, including reviews and case reports [1]. Submissions are subjected to certain 'quality' checks intended to ensure that basic publication ethics are followed [2].
Purpose of Preprints
The primary intention of preprints is the rapid dissemination of research findings, circumventing the sluggish process of peer and editorial review associated with traditional scientific journals. Public availability of data on a preprint server is almost immediate (roughly a 2-day wait). Making data readily available on preprint servers has been seen to facilitate discussions between authors and other researchers holding similar interests. As such, they are believed to foster real-time collaboration among researchers. Preprint server traffic can also aid in identifying important fields where there is intense interest, such as what we saw with the COVID-19 pandemic [3]. In addition to collaboration, preprints serve as a crucial mechanism for establishing priority and providing "scoop protection" for researchers working in highly competitive fields [4].
How preprints differ from publications
The main difference is that a preprint has yet to undergo peer review, whereas a publication/published article has been 'filtered' by a journal's editorial team (as to whether or not it would be of interest to their readership) and has been assessed by referees identified by the journal in an academic journal. Peer review is a process whereby experts in the field evaluate your manuscript to determine its scientific validity and quality. Once a paper has been peer-reviewed, you are required to provide robust responses to their comments before it can be accepted for publication; it will typically undergo further editing and formatting before it is published in a journal [5][6]. However, it is important to note that the COVID-19 pandemic highlighted that peer review does not always guarantee large improvements in reporting completeness; some studies have found that the improvements made to preprints during peer review were "modest" or "trivial" [7][8].
The Pros and Cons of Preprint Servers?
Pros
- Preprints can identify the priority of work in progress, which can be important in fields where there is intense competition [4].
- Preprints facilitate collaboration and feedback among researchers [4][9].
- Preprints increase the visibility of your research, which can result in increased citations and collaborations [10].
- Information provided in preprints appears as the author 'feels' their data should be presented. It is free from publication or institutional bias that could be brought to bear during the editorial and peer review process.
- The process is free for both author and reader [11][12]. You can publish what might be considered unpublishable data, i.e., what might be considered boring or negative data unworthy of publication by journals interested in promoting their impact factor and other bibliometric statistics [13].
- Preprints can initiate open feedback and discussion about your work across a broad audience (not just one or two referees and a journal's editorial team) that may or may not fully understand your research. As the feedback is provided before journal submission, it creates an opportunity to improve your work. Formal initiatives, such as ASAPbio's crowd preprint review, have demonstrated that this collaborative feedback is particularly valued by early-career researchers [9].
Cons
- Data and opinions appearing in preprints have not undergone peer review and so may contain unidentified errors or flaws. Consequently, systematic reviews have found evidence that the results reported in preprints are not always stable and may change significantly after peer review [14]. Equally, the conclusions will not have been 'steered' by reviewers identified by the journal as being respective colleagues working in your field of research.
- Information that appears in your preprints may be considered less rigorous than that in peer-reviewed publications and it may receive broad (and open) criticism, which could impact its long-term credibility [15][16]. A global survey of researchers identified "low reliability and credibility" as the single most significant concern regarding preprints, particularly among those in the life and health sciences [4].
How journals view preprints
Preprints do not preclude the need to publish your work in an academic journal. Effectively, they do not have the same academic clout; they are not recognised as a valid publication by a range of funding agencies and institutions.
Journals accept articles that have been published on preprint servers. In fact, many journals now encourage authors to post preprints of their work before submitting them for peer review. However, always check whether your target journal has any policies around which preprint server to use, or whether it is against publishing work that has been on a preprint server [12].
Preprints can be especially beneficial for researchers hoping to refine their work or better explain their findings through feedback before submitting it for peer review. However, it is important to give thorough consideration to the possible advantages and disadvantages before making a decision. Articles that express radical opinions or data that contradicts current thinking can undergo intense criticism that could preclude appropriate consideration.
Posting a manuscript on a preprint server does not mean that it will be accepted by a journal. The work will still need to follow the established process of validation via peer review and editorial approval. Your preprint work may contain oversights, errors or misinterpretations that you may have overlooked. It is therefore important to use great care in preparing your preprint. Equally, care is needed when citing preprint data in your reporting, clearly indicating that any such work has not yet undergone peer review.
Citation value
As with traditional publications, it is possible to cite data published on a preprint server in your research work.
It is an acceptable way of giving credit to researchers for their work before it has undergone peer review. However, it is important to provide sufficient information to help readers locate the work and confirm it for themselves: author(s), title, the name of the preprint server, date of posting, and a persistent identifier (such as a digital object identifier, or DOI, if available) [16][17][18].
When your work is published
The preprint version of your manuscript can still be available on the preprint server following its formal publication in a peer-reviewed journal. Data suggests that it serves as an additional means of promoting your work [12]. Research supports this, showing a positive causal effect of posting preprints on subsequent citation counts for the published article [10]. It is important, however, to update the preprint with a link to the published paper and to include a note indicating that the paper has been peer-reviewed and published. This helps to ensure that readers are aware of the final, validated version of your research.
Notable preprint servers include [19][20]:
arXiv: started in 1991 and hosted by Cornell University, it focuses primarily on physics, mathematics, and computer science.
bioRxiv: started in 2013 and hosted by Cold Spring Harbor Laboratory, it focuses primarily on the biological sciences.
medRxiv: started in 2019 and hosted by Cold Spring Harbor Laboratory, it focuses primarily on medicine and related fields, such as public health and epidemiology.
PsyArXiv: started in 2016 and hosted by the Society for the Improvement of Psychological Science. It primarily focuses on psychology and related fields, such as neuroscience and cognitive science.
SocArXiv: started in 2016 and hosted by the Center for Open Science, it focuses primarily on social sciences, such as sociology, political science, and anthropology.
Feedback can come in various forms including recommendations for new research directions or data interpretation. Because reviews are open, they can be more comprehensive in their considerations. They are also more likely to identify any flaws in your thinking for that same reason.
If you are looking to increase the chances of getting your work published in a peer-reviewed journal, we are here to provide support! We offer a range of services identifying approved journals to target [21][22] to help improve the quality of your manuscript before submission. Our team can provide editing, proofreading and/or manuscript formatting to match your target journal's requirements and assistance in submitting your manuscript and manage in the peer review process [5][6].
References
- Teixeira da Silva, Jaime A.and Nazarovets, Serhii Most preprint servers allow the publication of opinion papers. Open Information Science, 2023, vol. 7, n. 1, p. 20220144.
- What are Preprints and Why Do We Need Them? UCSF Library Help Center 2023.
- Serghiou S, Ioannidis JPA. Altmetric Scores, Citations, and Publication of Studies Posted as Preprints. JAMA. 2018;319:402.
- Ni, R., & Waltman, L. (2024). To preprint or not to preprint: A global researcher survey. Journal of the Association for Information Science and Technology, 75(6), 749–766.
- Responding to Manuscript Reviewers: An Insider's Insight. Niche Science & Technology Ltd., 2018.
- Ni R, Waltman L. To preprint or not to preprint: A global researcher survey. J Assoc Inf Sci Technol. 2024.
- Iacobucci G. Sixty seconds on... pandemic preprints BMJ 2023; 381 :p911
- Hudda MT, et al. Minimal reporting improvement after peer review in reports of COVID-19 prediction models: systematic review. J Clin Epidemiol. 2023 Feb;154:75-84.
- Supporting public preprint review through collaborative reviews – an update on ASAPbio’s crowd preprint review (2022)
- Hong-xu L, et al. Do self-archiving platforms enhance research impact? Evidence from bioRxiv.
- Jahng I. Research Guides: Open Access Publishing: Preprints. Harvard Library.
- Bourne PE, Polka JK, Vale RD, Kiley R. Ten simple rules to consider regarding preprint submission. PLoS Comput Biol. 2017;13:e1005473.
- Bibliometrics Breakdown: An Insider's Insight. Niche Science & Technology Ltd., 2016.
- Oikonomidi T, et al. Changes in evidence for studies assessing interventions for COVID-19 reported in preprints: meta-research study. BMC Med. 2020 Dec 17;18(1):402.
- Zeraatkar D, Pitre T, Leung G, et al. Changes in evidence for studies assessing interventions for COVID-19 reported in preprints: meta-research study. BMC Med. 2020;18:402.
- Patel S. The Pros and Cons of Preprints. MDPI Blog 2023.
- Moshontz H, Binion G, Walton H, Brown BT, Syed M. A Guide to Posting and Managing Preprints. Adv Methods Pract Psychol Sci. 2021;4:25152459211019948.
- Llewellyn M. LibGuides: Research Publishing (Open Access): Preprints (pros & cons).
- Levinson C. Levy Library Guides: Preprints: The Basics: Repositories and Preprint Servers. Icahn School of Medicine at Mount Sinai.
- Krumholz HM, Bloom T, Sever R, Rawlinson C, Inglis JR, Ross JS. Submissions and Downloads of Preprints in the First Year of medRxiv. JAMA. 2020;324:1903-1905.
- Hardman TC, Serginson JM. Ready! Aim! Fire! targeting the right medical science journal. Cardiovasc Endocrinol. 2017 Sep;6:95-100.
- Ready! Aim! Fire! An Insider's Insight to Targeted Journal Selection. Niche Science & Technology Ltd., 2015.